Compliance Officer, Makati

Qualifications

Bachelor or Graduate Degree in Business, finance, law, or related field.

At least 5 years compliance /AML experience in Financial Industry. Experience in Banking Industry will be an advantage.

Duties and Responsibilities

Assist the CCO to administer the Compliance Program, promote its effective implementation and address breaches that may arise, and interact with the Bangko Sentral ng Pilipinas (BSP) on compliance-related issues and other regulatory agencies.

Assist the CCO to manage and control the Branchs compliance with regulations of relevant regulatory agencies, including but not limited to BSP, Anti-Money Laundering Commission (AMLC), Securities and Exchange Commission (SEC), Phil Deposit Insurance Corp. (PDIC), National Privacy Commission (NPC)

Executes and implements Compliance AML processing such as but not limited to AML Watchlist updating (e.g. AMLC Watchlist, Patriot Watchlist ), Customer Profiling and Investigation when needed; processing and reporting

Executes and implements Suspicious transaction investigation, evaluation, processing.