Philippines
Help Center
Post free ad

Compliance Officer, Makati

Compliance Officer, Makati
Description
  • Assist the CCO to administer the Compliance Program, promote its effective implementation and address breaches that may arise, and interact with the Bangko Sentral ng Pilipinas (BSP) on compliancerelated issues and other regulatory agencies.
  • Assist the CCO to manage and control the Branchs compliance with regulations of relevant regulatory agencies, including but not limited to BSP, Anti-Money Laundering Commission (AMLC), Securities and Exchange Commission (SEC), Phil Deposit Insurance Corp. (PDIC), National Privacy Commission (NPC)
  • Executes and implements Compliance AML processing such as but not limited to AML Watchlist updating (e.g. AMLC Watchlist, Patriot Watchlist ), Customer Profiling and Investigation when needed; processing and reporting
  • Executes and implements Suspicious transaction investigation, evaluation, processing.
  • Executes the submission of AML reports such as Covered Transaction Reports and Suspicious transaction reports.
  • Reviews, Manages and administers FAML scenarios
  • Executes and implements Compliance and AML Self-Assessment/Testing.
  • Provides functional support to the CCO in the compliance functions in both banking and AML regulations, as well as HO and local compliancerelated requirements and policies and procedures. Ensure that the following are executed:
  • Tracking new laws and regulations through websites of BSP, AMLC, SEC, BIR, DOF, DOLE, Daily, check Regulatory websites for relevance issuances new rules and regulations that my affect the Bank;
  • Daily, checking newspaper websites for news articles relating to AML/CFT on predicate crimes, to be inputted in the local Negative News File
  • Drafting the monthly report for HO Monthly Report; Compliance-AML Agenda; Quarterly Regulatory Contact Report; Monthly/Quarterly Regulation Change Report; External Legislative Summary Report. Ensure the completeness, accuracy and timeliness of all documentary submissions to the BSP and other regulatory agencies.
  • Implementing and Monitoring governmental reports using the Compliance Calendars and Checklist
  • Executes and implements Compliance and AML SelfAssessment/Testing.
  • Assist in the drafting or revision of policies and procedures
  • Ensure the implementation, dissemination, and monitoring the needed action on the NRAS (New Laws Action Sheet)
  • Provides functional support for all training exercises.
  • Perform such other functions to assist the CCO and those as may be assigned


  • Bachelor or Graduate Degree in Business, finance, law, or related field.
  • At least 5 years compliance /AML experience in Financial Industry.
  • Experience in Banking Industry will be an advantage.
Highlights
  • Company name
    Tamaray People Solutions Corporation
  • Job position
    Compliance Officer
Safety Tips
Be careful with jobs that explicitly state ’no experience needed’.
1 / 10
Related searches
More info about this ad

Compliance Officer has been posted in the Bel-Air Accounting, Financing & Banking category on Locanto.

Why not check out other ads in this category, such as Tax Compliance Manager, Makati City, Urgent - Finance Admin (Makati City), Makati City or Accounting Associate (Makati City) in Makati City. Right now, there are 9 classified ads in Accounting, Financing & Banking in Bel-Air on Locanto.

Interested in more? Widen your search to view ads in nearby areas of Bel-Air. This includes Accounting, Financing & Banking in Plain View, Manila and San Isidro. There are more ads within a 15 km radius for this category. If you want to view those ads, click here.