Compliance Officer, Makati

• Assist the CCO in administering the Compliance Program, promoting its effective implementation, addressing breaches that may arise, and interacting with the Bangko Sentral ng Pilipinas (BSP) and other regulatory agencies on compliance-related issues
• Assist the CCO in managing and controlling the Branchs compliance with regulations of relevant agencies, including but not limited to BSP, Anti-Money Laundering Commission (AMLC), Securities and Exchange Commission (SEC), Philippine Deposit Insurance Corporation (PDIC), and National Privacy Commission (NPC)
• Execute and implement Compliance AML processing, such as but not limited to AML Watchlist updating (e.g., AMLC Watchlist, Patriot Watchlist), Customer Profiling and Investigation when needed, including processing and reporting
• Execute and implement suspicious transaction investigations, evaluations, and processing
• Prepare and submit AML reports such as Covered Transaction Reports (CTR) and Suspicious Transaction Reports (STR)
• Review, manage, and administer FAML scenarios
• Execute and implement Compliance and AML Self-Assessment/Testing

Qualifications

• Bachelors or Graduate Degree in Business, Finance, Law, or a related field
• At least 5 years of compliance/AML experience in the Financial Industry
• Experience in the Banking Industry will be an advantage